Undertakings for Collective Investment in Transferable Securities Directive

Results: 832



#Item
221Financial markets / European Union / Markets in Financial Instruments Directive / Investment / Finance / Financial system / Undertakings for Collective Investment in Transferable Securities Directives / European Union directives / Financial regulation / Financial economics

Conduct of Business Sourcebook Chapter 4 Communicating with clients, including financial promotions

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:41:00
222Law / Financial economics / Financial regulation / Markets in Financial Instruments Directive / Financial Services and Markets Act / Financial Services Authority / Undertakings for Collective Investment in Transferable Securities Directives / European Economic Area / Directive 2004/38/EC on the right to move and reside freely / European Union directives / European Union / United Kingdom

Microsoft Word - FSA2007_8 Passporting MIFID.doc

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
223Funds / European Union law / Undertakings for Collective Investment in Transferable Securities Directives / Open-ended investment company / Collective investment scheme / Financial economics / Investment / Financial services

Collective Investment Schemes Chapter 12 Management company and product passports under the UCITS Directive

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:51:48
224Financial economics / Financial Services and Markets Act / Financial Services Authority / Markets in Financial Instruments Directive / Companies Act / Undertakings for Collective Investment in Transferable Securities Directives / European Union directives / Law / United Kingdom

[removed]: Handbook Administration (No 10) Instrument 2008

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:43
225Funds / Undertakings for Collective Investment in Transferable Securities Directives / Open-ended investment company / Collective investment scheme / Prospectus / Financial economics / Investment / Financial services

[removed]: Collective Investment Schemes (UCITS Amending Directive And Limited Issue And Guaranteed Funds) Instrument 2002

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:24
226Financial regulation / Markets in Financial Instruments Directive / Investment / Law / Undertakings for Collective Investment in Transferable Securities Directives / Economics / European Union directives / Financial markets / European Union

Senior Management Arrangements, Systems and Controls Chapter 4 General organisational requirements

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:34:10
227Funds / Undertakings for Collective Investment in Transferable Securities Directives / Open-ended investment company / Collective investment scheme / Financial economics / Investment / Financial services

Collective Investment Schemes Chapter 11 Master-feeder arrangements under the UCITS Directive

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:51:46
228Financial services / European Union directives / Funds / Undertakings for Collective Investment in Transferable Securities Directives / Directive on services in the internal market / Internal Market / Financial Services and Markets Act / Collective investment scheme / Financial economics / Investment / European Union law

Microsoft Word - Supervision manual _Guidance Amendment No.1_ Instrument 20.

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:47
229Financial markets / Financial regulation / Markets in Financial Instruments Directive / Finance / Law / Investment / Undertakings for Collective Investment in Transferable Securities Directives / Financial Services Authority / Sourcebook / European Union directives / Financial economics / European Union

Microsoft Word - 2011_67.doc

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:30
230Financial regulation / European Union / Markets in Financial Instruments Directive / Finance / Financial system / Undertakings for Collective Investment in Transferable Securities Directives / European Union directives / Financial economics / Investment

Conduct of Business Sourcebook Chapter 2 Conduct of business obligations

Add to Reading List

Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:40:46
UPDATE